Upcoming Event


Pepper Hamilton Event: Investment Management and Hedge Funds: What's Happening Now?


Tue. September 26, 2017
5:00 pm - 7:00 pm

!Pepper Hamilton, LLP
New York, NY 10018




Join your host, Pepper Hamilton partner Gregory J. Nowak, for a thought-provoking, candid and informative discussion on issues affecting funds and investment managers. This month, Mr. Nowak, along with Pepper attorney Cassandre L. Juste, will provide a review of the “summer blockbusters” affecting the investment management and brokerage industries including:


* New form ADV effective October 1, 2017; the SEC is focusing in on compensation that is tied to solicitation of clients by your employees (among other issues)
* New FINRA licensing line-up and procedures
* The SEC’s focus on cryptocurrencies – The DAO Whitepaper
* Recent enforcement cases, including one against a CCO

Contact Kim MacAlister at macalisterk[AT]pepperlaw.com or 215.981.4249 with any questions. Please RSVP.

TIME:

05:00pm -07:00pm

ADDITIONAL INFORMATION:

Beer, wine and hors d'oeuvres will be served.
There is no cost to attend.

If you've attended previous Pepper events, make sure to spread the word to your colleagues. We encourage you to bring a friend from the industry!