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Executive Briefing on SEC Enforcement

When: Wednesday, April 14, 2010 | 8 AM to 10:30 AM
Where: Pepper Hamilton LLP New York Offices - 620 Eighth Avenue, 37th Floor - New York City
Admission: no charge

The SEC's Enforcement Division has undergone drastic operational changes and implemented various investigative initiatives that affect the regulatory landscape, whether one conducts business domestically or abroad.

Benefits of this seminar include:

  • insights into operational changes made by the SEC's Division of Enforcement
  • learning what the SEC's new cooperation initiative is trying to accomplish
  • discovering how the SEC's initiatives could affect your operations in the US and Europe
  • obtaining tips on how to maintain or achieve compliance with SEC rules and regulations

To register for this event please fill in the form below. If you are an EACC-NY member, be sure to login first before registering for this event.


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